Predictive, Plan-Based Methodologies · Topic 1 of 3

When to Use a Predictive Approach

When a predictive, plan-based approach fits for CAPM: suitable conditions and structures, activities in each process group and key project components.

  • 3 min
In a nutshell
  • Predictive suits clear, stable requirements and a high cost of change.
  • Scope, schedule and cost are planned early and baselined.
  • Changes go through formal change control.

What it is

A predictive (plan-based, often called waterfall) approach defines scope, schedule and cost as early as possible, then delivers the work in planned phases. Changes are controlled carefully against approved baselines.

It works best when the requirements are clear and stable, and when changing course late would be expensive or unsafe.

Requirementsclear and stableDetailed planbaselinesExecute in phasesControl changesDeliver at the end

How it works

When predictive fits

ConditionWhy predictive fits
Requirements are well known and unlikely to changeDetailed upfront planning stays valid
High cost of change late in the projectGetting it right first avoids rework, as in construction
Regulatory or contractual need for detailed plansApprovals and documentation are required up front
The technology and method are provenLittle experimentation is needed
Value can only be used when everything is finishedPartial delivery has little use, such as a bridge

When requirements are uncertain or customers need early feedback, an adaptive or hybrid approach usually fits better.

Organizational structure

StructureEffect on a predictive project
Hierarchical or functionalClear lines of authority and formal approvals match plan-based control
MatrixTeam members report to a functional manager and a project manager; plans and agreed resource commitments help manage shared people
ColocatedEasier coordination, but predictive projects do not depend on it
VirtualClear written plans, schedules and communication plans help distributed teams work to the same baseline

Predictive methods suit organizations that value formal documentation, defined roles and phase approvals.

Activities in each process group

Process groupTypical predictive activities
InitiatingDevelop the charter; identify stakeholders
PlanningCollect requirements; define scope; create the WBS; build the schedule and budget; plan quality, risk, communications and procurement
ExecutingDirect the work; manage the team; manage quality; conduct procurements; manage communications
Monitoring and ControllingTrack performance; perform integrated change control; validate and control scope; control schedule and cost; control quality; monitor risks
ClosingClose the project or phase; obtain final acceptance; archive records; release resources

Project components

ComponentMeaning
PhaseA collection of related activities ending in one or more deliverables
DeliverableA unique, verifiable product, result or capability produced to complete a process, phase or project
MilestoneA significant point or event, zero duration
ActivityA scheduled piece of work with a duration
Work packageThe lowest level of the WBS, where cost and duration are estimated and managed
BaselineThe approved version of scope, schedule or cost, used for comparison
Exam tip

If a question describes a construction or manufacturing project with fixed specifications and regulatory approvals, predictive is almost always the intended answer.

How the exam asks about this

  • "Requirements are fixed and the cost of late change is high. Which approach?" Predictive.
  • "In which process group is the WBS created?" Planning.
  • "What is the lowest level of the WBS?" The work package.

What to remember for the exam

  • Predictive suits clear, stable requirements and a high cost of change.
  • Scope, schedule and cost are planned early and baselined.
  • Changes go through formal change control.
  • Functional and hierarchical structures fit predictive control well.
  • Know which activities belong to each process group.
Watch out

Predictive does not mean "no change". Change happens, but through a formal change control process.

Common mistakes

Choosing predictive when requirements are unclear. Uncertainty points to adaptive or hybrid.

Calling a milestone an activity. A milestone has no duration.

Putting scope validation in Executing. It is a Monitoring and Controlling activity.

Check yourself

  • When is a predictive approach most appropriate?

    When requirements are clear and stable and the cost of change late in the project is high.

  • What is a deliverable?

    A unique, verifiable product, result or capability produced to complete a process, phase or project.

  • In which process group does integrated change control happen?

    Monitoring and Controlling.

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